Tim Kruse

Tim Kruse

Operations and Compliance Manager

Tim Kruse, Operations and Compliance Manager, computes, classifies, records and verifies numerical data for use in maintaining securities and accounting records. He prepares the daily production report and reviews incoming daily production for accuracy to procedural requirements.

Tim has been in the financial services industry since 1997 and utilizes his previous mutual fund accounting experience to better understand the custodian-broker dealer relationship.


  • Crosstown Cleanup - Volunteer
  • Xavier All-for-One Golf Outing - Volunteer
  • ProKids, Run for Kids - Volunteer
  • FINRA Series 6 registration
  • University of Dayton - B.A. History