HORAN- About Us


HSI encourages protection of client interests by promoting and providing a safe system for receipt and evaluation of unethical conduct or federal securities law violations from individuals associated with HSI or that of its service providers and the general public. Under the direction and oversight of the CCO, the disclosure process guarantees confidentiality to the whistleblower and reporting of any such disclosures relating to the misconduct of HSI or of its affiliates, employees, or service providers.

Whistleblowers may contact the CCO via e-mail at, direct mail or direct telephone call (513-792-5743).