HORAN names Amanda Chapman Chief Compliance Manager
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HORAN recently announced the promotion of Amanda Chapman to Chief Compliance Manager for HORAN Securities and HORAN Capital Advisors.
Amanda joined HORAN in 2012, most recently serving as Manager of Client Services. During this role, Amanda served as an integral part of the wealth team by managing retirement plans and wealth accumulation accounts for individuals and corporations.
“We pride ourselves in hiring tremendous employees and identifying their strengths to be successful not only for HORAN, but in their career,” said Terence L. Horan, CLU, ChFC, President & CEO of HORAN. “We were fortunate to be able to promote from within the Firm and find a tremendous growth opportunity for Amanda. She has the knowledge, licensure and passion for compliance and we are excited for her to transition into this new role.”
With more ten years’ combined experience in the wealth management industry at HORAN, the Internal Revenue Service (IRS) and Western and Southern Financial Group, Amanda’s experience will prove valuable in her role as Chief Compliance Manager. She has a wide-range of expertise including broker/dealer and compliance audits; review of applications, portfolios and mutual fund selections; and annual compliance programs, ensuring due diligence in each of these areas.
“At HORAN, we are all here to do the best we can for our clients. I am excited about this opportunity to continue to ensure compliance in all areas of wealth for HORAN Securities and HORAN Capital Advisors,” said Chapman.